Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Miklos is an active investment advisor representative at Osaic Wealth, Inc.. John has been in the financial industry for over 50 years, since July 22, 1971. John also has past experience as a registered representative at INDEPENDENT FINANCIAL GROUP, LLC, LPL FINANCIAL CORPORATION, MUTUAL SERVICE CORPORATION, LASALLE ST SECURITIES, L.L.C., SUNAMERICA SECURITIES, INC., SOUTHMARK FINANCIAL SERVICES, INC., EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. John has been registered with the state of Illinois since March 19, 2018. John holds the Series 65, Series 63, Series 7TO, SIE, and Series 1 licenses and has the Chartered Financial Consultant designation. John is a registered representative for the firm in Burr Ridge, Illinois.
BURR RIDGE, IL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
03/19/2018 - Present
Osaic Wealth, Inc. (BURR RIDGE IL)
IL
05/24/2010 - 05/09/2012
INDEPENDENT FINANCIAL GROUP, LLC (BURR RIDGE IL)
IL
11/04/2002 - 05/26/2010
LPL FINANCIAL CORPORATION (BURR RIDGE IL)
MA
02/07/1991 - 11/04/2002
MUTUAL SERVICE CORPORATION (BOSTON MA)
IL
01/03/1990 - 12/31/1990
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
AZ
06/18/1989 - 12/31/1989
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NA
03/06/1986 - 06/18/1989
SOUTHMARK FINANCIAL SERVICES, INC.
NA
10/20/1980 - 09/17/1986
EQUICO SECURITIES, INC.
NA
06/14/1971 - 09/12/1986
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 9/8/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/12/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/9/1971
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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