Unclaimed
John McWatters is an investment advisor representative with Cambridge Investment Research Advisors, Inc. located in CARTERET, NJ. John has been in the securities industry since 1990. John is registered with FINRA and the state of New Jersey. John has passed the Series 6, Series 65, and SIE exams. John has experience with financial planning, pension consulting, educational seminars, market timing services, selection of other advisers, and portfolio management for businesses and individuals. John is also an independent insurance agent for various independent insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NJ
10/17/2006 - Present
Cambridge Investment Research Advisors, Inc. (CARTERET NJ)
FL
01/06/2003 - 07/12/2005
LEGEND EQUITIES CORPORATION (PALM BEACH GARDENS FL)
NJ
04/14/1992 - 01/14/2003
CITISTREET EQUITIES LLC (SOMERSET NJ)
NA
08/15/1986 - 08/09/1988
EQUICO SECURITIES, INC.
NA
08/15/1986 - 08/09/1988
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 07/31/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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