Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McCarthy is a financial advisor who has been in the industry since 1989 and is currently registered with Stifel, Nicolaus & Company, Inc. John has a broad range of experience, having worked with a variety of firms, including Truist Investment Services, Inc., BB&T Securities, LLC, Scott & Stringfellow, LLC, Robert W. Baird & Co. Incorporated, Morgan Stanley DW Inc., J.C. Bradford & Co., Raymond James & Associates, Inc. and Alex. Brown & Sons Incorporated. John is also a Certified Financial Planner and has a Series 7, Series 63 and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
01/12/2022 - Present
Stifel, Nicolaus & Company, Inc. (ATLANTA GA)
GA
02/17/2021 - 01/05/2022
TRUIST INVESTMENT SERVICES, INC. (ATLANTA GA)
VA
01/02/2013 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
GA
09/16/2010 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (ATLANTA GA)
GA
07/29/2004 - 09/23/2010
ROBERT W. BAIRD & CO. INCORPORATED (ALPHARETTA GA)
NY
06/08/2000 - 07/30/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
05/31/1996 - 06/08/2000
J.C. BRADFORD & CO. (NEW YORK NY)
FL
06/25/1993 - 06/10/1996
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NA
05/25/1989 - 06/25/1993
ALEX. BROWN & SONS INCORPORATED
NA
03/21/1989 - 06/08/1989
DREXEL BURNHAM LAMBERT INCORPORATED
IA
Issued 06/23/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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