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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn McCarthy is a financial advisor registered with LPL Financial LLC. John has been in the industry since August 18, 1994, and is registered in 48 states for broker-dealer activities and 2 states for investment advisor activities. John has obtained the following certifications: Series 63, Series 65, Series 24, Series 7 and SIE. John also holds the designation of Certified Financial Planner. John's firm LPL Financial LLC is an independent broker-dealer and investment advisor headquartered in Fort Mill, SC. LPL Financial LLC offers a variety of investment products and services to individual and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
02/08/2013 - Present
LPL Financial LLC (WALTHAM MA)
CT
08/19/1994 - 06/07/2004
WS GRIFFITH SECURITIES, INC. (HARTFORD CT)
IA
Issued 03/29/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/05/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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