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John Joseph Maydick

Tradition Securities AND Derivatives LLC

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About John Joseph Maydick

John Joseph Maydick is a financial professional with over a decade of experience in the securities industry. John has a Series 7, Series 63 and SIE licenses and is currently registered with Tradition Securities and Derivatives LLC in New York, New York. He previously worked with GFI Securities LLC, also in New York, New York. John's primary area of expertise is in the securities industry.

Firm Information

John Maydick is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Maydick’s Registration & Firm History

NY

09/14/2021 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

12/18/2008 - 05/25/2021

GFI SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 02/09/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/17/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for John Joseph Maydick. Review regulatory record here.
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