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John Joseph Lawlor

Nylife Distributors LLC

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About John Joseph Lawlor

John Joseph Lawlor is a registered representative with Nylife Distributors LLC and has been in the industry since November 29, 1997. John is licensed to sell securities in the state of New York and holds several professional designations, including Series 3, 7, 24, 55, 63, and 65. John has previously held positions at Deutsche Bank Securities Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Barclays Capital Inc., Lehman Brothers Inc., and Labranche & Co. LLC.

Firm Information

John Lawlor is currently registered with Nylife Distributors LLC. Nylife Distributors LLC is a Limited Liability Company that was formed in October 2003. The company is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

300

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Lawlor’s Registration & Firm History

NJ

06/13/2016 - Present

Nylife Distributors LLC (Princeton NJ)

NY

01/14/2013 - 05/05/2016

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

05/17/2011 - 01/09/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

09/22/2008 - 04/18/2011

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

05/06/2008 - 09/22/2008

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

09/08/1997 - 04/22/2008

LABRANCHE & CO. LLC (NEW YORK NY)

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Licenses & Designations

IA

Issued 09/19/2013

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/18/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/27/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/09/2011

Series 3 - National Commodity Futures Examination

BC

Issued 06/13/2009

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 07/03/2008

Series 7 - General Securities Representative Examination

BC

Issued 03/28/2000

Series 21 - NYSE Front Line Specialist Clerk

BC

Issued 11/03/1999

Series 25 - NYSE Trading Assistant Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Joseph Lawlor.
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