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John Joseph Kraska

Dowling & Partners Securities LLC

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About John Joseph Kraska

John Joseph Kraska is a securities professional with over 20 years of experience in the industry. John is currently registered with Dowling & Partners Securities LLC, a firm that has offices in New York, NY and Farmington, CT. He has a diverse background and holds several industry licenses, including Series 7, 24, 63, 79, 99 and SIE. Prior to joining Dowling & Partners Securities, John worked at Hales Securities, LLC.

Firm Information

John Kraska is currently registered with Dowling & Partners Securities LLC. Dowling & Partners Securities LLC is a Limited Liability Company formed on July 1, 1994. The firm is registered in eight states: California, Connecticut, Florida, Illinois, Massachusetts, New Hampshire, New York, and Ohio. It also has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

26

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Kraska’s Registration & Firm History

NY

04/24/2024 - Present

Dowling & Partners Securities LLC (New York NY)

NY

04/25/2003 - 07/01/2024

HALES SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/06/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/16/2004

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/23/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Joseph Kraska.
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