Unclaimed
John Joseph Kraska is a securities professional with over 20 years of experience in the industry. John is currently registered with Dowling & Partners Securities LLC, a firm that has offices in New York, NY and Farmington, CT. He has a diverse background and holds several industry licenses, including Series 7, 24, 63, 79, 99 and SIE. Prior to joining Dowling & Partners Securities, John worked at Hales Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/24/2024 - Present
Dowling & Partners Securities LLC (New York NY)
NY
04/25/2003 - 07/01/2024
HALES SECURITIES, LLC (NEW YORK NY)
BC
Issued 05/06/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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