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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Kozol is a financial advisor with over 39 years of experience in the industry. John has a wide range of experience, having worked with firms such as First Allied Securities, Inc. and Cetera Investment Advisers LLC. John holds licenses and certifications in several states, including Washington and Texas. John's specialties include financial planning, portfolio management, and pension consulting. John is a Chartered Financial Analyst and has expertise in helping clients with a wide range of financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
11/12/2020 - Present
Cetera Investment Advisers LLC (BELLEVUE WA)
WA
12/15/1994 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (BELLEVUE WA)
CA
08/25/1989 - 02/21/1995
FIRST AFFILIATED SECURITIES (LA JOLLA CA)
NA
05/01/1985 - 08/25/1989
PFG SECURITIES, INC.
NA
04/19/1983 - 05/16/1985
PROFESSIONAL SECURITIES CORPORATION OF WASHINGTON
BC
Issued 5/7/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/8/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 3/23/1988
Series 24 - General Securities Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/16/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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