Unclaimed
John Joseph Kowalik is a registered representative at KKR Capital Markets LLC. John has been in the securities industry since September 24, 2017. John holds the Series 63, Series 79, and SIE licenses and is registered to sell securities in 53 states. Prior to KKR Capital Markets LLC, John worked at BOFA SECURITIES, INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/13/2019 - Present
KKR Capital Markets LLC (NEW YORK NY)
NY
05/10/2019 - 07/01/2019
BOFA SECURITIES, INC. (NEW YORK NY)
NY
08/14/2017 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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