Unclaimed
John Joseph Kerrigan is a financial advisor based in New York, NY. John has been in the industry since 2009 and is currently registered with Cantor Fitzgerald & Co. and CF Secured, LLC. John holds the Series 63, SIE and Series 7 licenses and is registered in all 50 states. John’s previous experience includes a role at HSBC Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/20/2021 - Present
Cantor Fitzgerald & Co. (NEW YORK NY)
NY
09/26/2007 - 04/09/2019
HSBC SECURITIES (USA) INC. (NEW YORK NY)
BC
Issued 05/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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