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John Joseph Kern

Keybanc Capital Markets Inc.

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About John Joseph Kern

John Joseph Kern is a financial professional with over 20 years of experience in the industry. John is currently registered with Keybanc Capital Markets Inc. and is licensed to conduct business in Ohio and New York. John holds the Series 7, 63, 79, and SIE licenses. Prior to joining Keybanc Capital Markets Inc. John worked for firms like Arbor Court Capital, LLC, BHIL Distributors, Inc., Red Capital Markets, Inc., and McDonald Investments Inc. John began his career in the financial services industry on September 25, 2005.

Firm Information

John Kern is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Kern’s Registration & Firm History

OH

09/26/2014 - Present

Keybanc Capital Markets Inc. (CLEVELAND OH)

OH

09/08/2010 - 12/31/2010

ARBOR COURT CAPITAL, LLC (BROADVIEW HEIGHTS OH)

OH

10/10/2006 - 08/26/2008

BHIL DISTRIBUTORS, INC. (COLUMBUS OH)

OH

08/31/2001 - 01/09/2006

RED CAPITAL MARKETS, INC. (COLUMBUS OH)

OH

03/23/1999 - 09/07/2001

MCDONALD INVESTMENTS INC. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 12/22/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/04/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for John Joseph Kern. Review regulatory record here.
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