Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Keough is a financial professional with over 20 years of experience in the industry. Currently registered with Natwest Markets Securities Inc., John's career has included roles at UBS Securities LLC and Dresdner Kleinwort Wasserstein Securities LLC. John holds the Series 7, Series 99TO, and SIE licenses. John is also a licensed securities agent in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
06/10/2024 - Present
Natwest Markets Securities Inc. (STAMFORD CT)
NY
01/22/2007 - 12/21/2007
UBS SECURITIES LLC (NEW YORK NY)
NY
02/20/2004 - 11/11/2005
DRESDNER KLEINWORT WASSERSTEIN SECURITIES LLC (NEW YORK NY)
BC
Issued 12/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2024
Series 99TO - Operations Professional Examination
BC
Issued 03/27/2024
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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