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John Joseph Kain

Wolverine Trading, LLC

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About John Joseph Kain

John Kain is a securities professional with over 20 years of experience in the financial services industry. John is currently registered with Wolverine Trading, LLC and has held previous roles at Woodbury Financial Services, Inc. John possesses a broad range of expertise in various financial products and services. John’s qualifications include passing the Series 6, Series 56, Series 57TO and SIE exams. John’s most recent registration date is 7/2/2013.

Firm Information

John Kain is currently registered with Wolverine Trading, LLC. Wolverine Trading, LLC is a Limited Liability Company formed on September 14, 2002. The firm has been approved for one SEC registration and is currently active.

Not reported

Assets Under Management

Not reported

Total Clients

7

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Kain’s Registration & Firm History

IL

07/02/2013 - Present

Wolverine Trading, LLC (CHICAGO IL)

MN

06/11/2001 - 07/06/2001

WOODBURY FINANCIAL SERVICES, INC. (OAKDALE MN)

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Licenses & Designations

BC

Issued 06/15/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/02/2013

Series 56 - Proprietary Trader Qualification Examination

BC

Issued 06/08/2001

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Joseph Kain.
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