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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Infante is a financial advisor at UBS Financial Services Inc. in NASHVILLE, TN. John has been in the financial services industry since 2008. John is a registered representative with the FINRA and holds several industry licenses, including Series 7, 9, 10, 65, 66, and SIE. John is also registered as an Investment Adviser Representative in New York. John's previous employment includes E*TRADE SECURITIES LLC and OPPENHEIMER & CO. INC. John specializes in Financial Planning, Portfolio Management for Individuals, and Portfolio Management for Businesses. John's current firm, UBS Financial Services Inc., manages over $700 billion in assets for various clients, including individuals, high net worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
04/07/2023 - Present
UBS Financial Services Inc. (NASHVILLE TN)
NJ
07/16/2008 - 07/06/2009
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
03/04/2008 - 07/02/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
IA
Issued 04/07/2023
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 04/21/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/30/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/15/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/07/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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