Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Hughes is a financial advisor with over 20 years of experience in the industry. John Joseph Hughes has a Series 7, Series 31, Series 63, and Series 65 license as well as the Securities Industry Essentials Exam. John Joseph Hughes is currently registered with RBC Capital Markets, LLC. Previously, John Joseph Hughes was registered with WELLS FARGO CLEARING SERVICES, LLC, FIRST UNION BROKERAGE SERVICES, INC., and DEAN WITTER REYNOLDS INC.. John Joseph Hughes offers investment advisory services, financial planning, pension consulting, educational seminars, and portfolio management for businesses, individuals, and pooled investment vehicles. John Joseph Hughes specializes in working with high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/30/2018 - Present
RBC Capital Markets, LLC (FLORHAM PARK NJ)
NJ
10/01/2000 - 12/05/2018
WELLS FARGO CLEARING SERVICES, LLC (SPRINGFIELD NJ)
NC
11/18/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NY
06/20/1997 - 11/09/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 07/02/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 06/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure John Hughes is the right advisor for you? Invested Better is here to help.
