Unclaimed
John Joseph Horrigan is an investment advisor representative, registered with LPL Financial LLC in EDGEWATER, MD. John has been working in the financial industry since October 30, 2001. Prior to joining LPL Financial LLC, John worked with Northwestern Mutual Investment Services, LLC and Robert W. Baird & Co. Incorporated. John holds a Series 6, 7, 26, 63, and 65 licenses and is registered in 28 states and the District of Columbia. John is an investment advisor representative with LPL Financial LLC, but may also be associated with other firms.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
01/11/2019 - Present
LPL Financial LLC (EDGEWATER MD)
MD
10/30/2001 - 01/16/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ANNAPOLIS MD)
WI
10/30/2001 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 02/15/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/09/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2012
Series 7 - General Securities Representative Examination
BC
Issued 10/29/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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