Unclaimed
John Joseph Healey is a financial advisor currently associated with Mesirow Financial, Inc. in Hartford, Connecticut. John's career in the financial services industry began on January 5, 2016. John has a variety of registrations, including Series 7, Series 50, Series 52, Series 53 and Series 63. John holds a Municipal Advisor Representative Qualification Exam (Series 50), and previously worked at William Blair in Wethersfield, Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
08/18/2017 - Present
Mesirow Financial, Inc. (Hartford CT)
CT
12/21/2015 - 08/01/2017
WILLIAM BLAIR (WETHERSFIELD CT)
BC
Issued 03/02/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/15/2021
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2016
Series 7 - General Securities Representative Examination
BC
Issued 12/21/2015
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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