Unclaimed
John Joseph Hayes is a financial advisor who has been in the financial services industry since 2006. John is currently a registered representative with Fidelity Personal And Workplace Advisors and has been with the firm since 2009. John has a strong track record of success in the financial services industry and is committed to providing his clients with the highest level of service. He holds Series 6, 7, 63, and 66 licenses and is a Certified Financial Planner. John specializes in providing financial advice to individuals, families, and businesses. John is registered in 27 states and has been recognized for his expertise in financial planning and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
05/13/2020 - Present
Fidelity Personal AND Workplace Advisors (WHITE PLAINS NY)
PA
07/20/2006 - 07/24/2009
VANGUARD MARKETING CORPORATION (MALVERN PA)
BOTH
Issued 11/20/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/27/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2009
Series 7 - General Securities Representative Examination
BC
Issued 07/19/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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