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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Hayes is a financial advisor with Citigroup Global Markets Inc. John Hayes has been in the industry since May 22, 2015. John Hayes is registered with FINRA and has been in the industry for over 20 years. John Hayes works with individuals, high-net-worth individuals, corporations, and other businesses. John Hayes's areas of expertise include asset allocation advice, financial planning, and portfolio management. John Hayes provides advisory services in the areas of security ratings, financial planning, pension consulting, and portfolio management. John Hayes is also a registered investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/17/2021 - Present
Citigroup Global Markets Inc. (New York NY)
NY
03/14/2017 - 10/13/2017
VALIC FINANCIAL ADVISORS, INC. (LATHAM NY)
NE
03/07/2016 - 08/01/2016
NORTHERN LIGHTS DISTRIBUTORS, LLC (ELKHORN NE)
NY
12/11/2015 - 01/26/2016
AXA ADVISORS, LLC (ASTORIA NY)
NY
01/13/2015 - 03/19/2015
J.P. MORGAN SECURITIES LLC (POMONA NY)
NY
01/03/2011 - 11/05/2014
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. (NEW YORK NY)
OH
01/31/2007 - 01/03/2011
JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)
NY
09/29/2006 - 02/06/2007
BLACKROCK INVESTMENTS, INC. (NEW YORK NY)
NY
02/05/2003 - 09/29/2006
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
06/05/2000 - 08/05/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
BOTH
Issued 04/13/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/05/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/19/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/05/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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