Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Hanley is a financial advisor with PGIM Investments LLC. John has been in the financial services industry since October 1998. John holds FINRA Series 7, Series 24, Series 63, and Series 66 licenses. John is registered to offer investment advice in 34 states. John provides investment advisory services to sponsors of wrap account platforms, investment companies, and business development companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
03/08/2016 - Present
Pgim Investments LLC (Sarasota FL)
MN
01/02/2009 - 05/12/2009
RIVERSOURCE FUND DISTRIBUTORS, INC. (MINNEAPOLIS MN)
MA
05/01/2007 - 01/02/2009
RIVERSOURCE DISTRIBUTORS, INC. (HINGHAM MA)
MA
10/08/2002 - 02/06/2007
PIONEER FUNDS DISTRIBUTOR, INC. (HINGHAM MA)
RI
01/03/1997 - 10/31/2002
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BOTH
Issued 10/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure John Hanley is the right advisor for you? Invested Better is here to help.
