Unclaimed
John Joseph Hanley is a registered representative with J.P. Morgan Securities LLC. John has been in the industry since 1984 and holds Series 7, Series 53 and Series 63 licenses. John also holds a Series 65 license which allows them to serve as an investment advisor representative. John has a diverse background working with multiple firms throughout their career and is licensed in all 50 states. John currently serves on the board of directors of the Hundred Club of Denver and is a director of the Denver Scholarship Foundation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CO
01/29/2024 - Present
J.p. Morgan Securities LLC (Denver CO)
WI
11/04/2014 - 04/17/2017
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
CO
05/31/1994 - 08/31/2007
GEORGE K. BAUM & COMPANY (DENVER CO)
MO
03/08/1990 - 05/31/1994
GEORGE K. BAUM & COMPANY (KANSAS CITY MO)
NA
10/03/1989 - 03/19/1990
KIRCHNER, MOORE AND COMPANY
NA
03/22/1984 - 03/19/1990
KIRCHNER, MOORE AND COMPANY
WA
03/02/1989 - 08/28/1989
SEATTLE-NORTHWEST SECURITIES CORPORATION (SEATTLE WA)
IA
Issued 01/29/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/08/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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