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John Joseph Hanley

J.p. Morgan Securities LLC

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About John Joseph Hanley

John Joseph Hanley is a registered representative with J.P. Morgan Securities LLC. John has been in the industry since 1984 and holds Series 7, Series 53 and Series 63 licenses. John also holds a Series 65 license which allows them to serve as an investment advisor representative. John has a diverse background working with multiple firms throughout their career and is licensed in all 50 states. John currently serves on the board of directors of the Hundred Club of Denver and is a director of the Denver Scholarship Foundation.

Firm Information

John Hanley is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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John Hanley’s Registration & Firm History

CO

01/29/2024 - Present

J.p. Morgan Securities LLC (Denver CO)

WI

11/04/2014 - 04/17/2017

UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)

CO

05/31/1994 - 08/31/2007

GEORGE K. BAUM & COMPANY (DENVER CO)

MO

03/08/1990 - 05/31/1994

GEORGE K. BAUM & COMPANY (KANSAS CITY MO)

NA

10/03/1989 - 03/19/1990

KIRCHNER, MOORE AND COMPANY

NA

03/22/1984 - 03/19/1990

KIRCHNER, MOORE AND COMPANY

WA

03/02/1989 - 08/28/1989

SEATTLE-NORTHWEST SECURITIES CORPORATION (SEATTLE WA)

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Licenses & Designations

IA

Issued 01/29/2024

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/08/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/20/1992

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/17/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Joseph Hanley.
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