Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Halk is a financial advisor with over 30 years of experience in the financial services industry. John joined Captrust in 2012 and has been a registered investment advisor with the state of North Carolina since 2015. Prior to joining Captrust, John worked at Fidelity Brokerage Services LLC, Sandler, O'Neill & Partners, L.P., UBS Warburg LLC, PaineWebber Incorporated, Everen Securities, Inc., Salomon Brothers Inc. and Dean Witter Reynolds Inc. John holds FINRA Series 7 and 66 licenses and has passed the SIE exam. He also holds a Series 63 license. John specializes in providing financial planning, pension consulting, portfolio management for individuals, businesses, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NC
04/15/2015 - Present
Captrust (RALEIGH NC)
NC
09/12/2007 - 04/03/2012
FIDELITY BROKERAGE SERVICES LLC (CARY NC)
IL
06/11/2002 - 07/26/2006
SANDLER, O'NEILL & PARTNERS, L.P. (CHICAGO IL)
NY
12/04/2000 - 07/09/2001
UBS WARBURG LLC (NEW YORK NY)
NJ
06/09/1999 - 12/04/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
MO
01/16/1998 - 06/14/1999
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NY
05/12/1997 - 01/06/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
04/23/1986 - 04/18/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 08/15/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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