Unclaimed
John Joseph Graves is an investment advisor representative with Huntleigh Advisors, Inc., and has been in the industry since 1980. John Joseph Graves is registered with the state of Missouri and Virginia. John Joseph Graves holds Series 63, 66, 7 and SIE licenses and has passed the Uniform Securities Agent State Law Examination and Uniform Combined State Law Examination. John Joseph Graves has previous experience with Oppenheim & Co., Inc., B.C. Christopher Securities Co., Paine Webber Incorporated and Prudential-Bache Securities, Inc. John Joseph Graves specializes in Portfolio Management for Individuals and has experience with other investment advisers and pension consulting. John Joseph Graves also specializes in the following client types: Individuals Other Than High Net Worth, High Net Worth Individuals, Corporations or Other Businesses, Charitable Organizations and State or Municipal Government Entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Solicitor/third party manager fees
1
2
MO
02/13/2020 - Present
Huntleigh Advisors, Inc. (St. Louis MO)
NY
03/23/1990 - 11/29/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
MO
12/05/1988 - 03/23/1990
B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)
NA
07/10/1986 - 12/08/1988
PAINEWEBBER INCORPORATED
NA
09/23/1980 - 07/18/1986
PRUDENTIAL-BACHE SECURITIES INC.
BOTH
Issued 08/17/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/05/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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