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John Joseph Graves

Huntleigh Advisors, Inc.

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About John Joseph Graves

John Joseph Graves is an investment advisor representative with Huntleigh Advisors, Inc., and has been in the industry since 1980. John Joseph Graves is registered with the state of Missouri and Virginia. John Joseph Graves holds Series 63, 66, 7 and SIE licenses and has passed the Uniform Securities Agent State Law Examination and Uniform Combined State Law Examination. John Joseph Graves has previous experience with Oppenheim & Co., Inc., B.C. Christopher Securities Co., Paine Webber Incorporated and Prudential-Bache Securities, Inc. John Joseph Graves specializes in Portfolio Management for Individuals and has experience with other investment advisers and pension consulting. John Joseph Graves also specializes in the following client types: Individuals Other Than High Net Worth, High Net Worth Individuals, Corporations or Other Businesses, Charitable Organizations and State or Municipal Government Entities.

Firm Information

John Graves is currently registered with Huntleigh Advisors, Inc.. Huntleigh Advisors, Inc. is an investment advisor registered with the SEC and located in ST. LOUIS, MO. The firm has 40 licensed agents, 53 investment adviser representatives, 49 registered representatives, and 53 investment advisory functions. Huntleigh Advisors, Inc. provides portfolio management services for individuals and pension consulting. They manage approximately $445,422,627 in regulatory assets under management for 1,422 accounts. The firm primarily serves individuals other than high-net-worth, high-net-worth individuals, corporations or other businesses, and charitable organizations.
Huntleigh Advisors, Inc.

7800 FORSYTH BLVD.

ST. LOUIS, MO 63105

$445.42M

Assets Under Management

Not reported

Total Clients

55

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Solicitor/third party manager fees

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John Graves’s Registration & Firm History

MO

02/13/2020 - Present

Huntleigh Advisors, Inc. (St. Louis MO)

NY

03/23/1990 - 11/29/2004

OPPENHEIMER & CO. INC. (NEW YORK NY)

MO

12/05/1988 - 03/23/1990

B.C. CHRISTOPHER SECURITIES CO. (KANSAS CITY MO)

NA

07/10/1986 - 12/08/1988

PAINEWEBBER INCORPORATED

NA

09/23/1980 - 07/18/1986

PRUDENTIAL-BACHE SECURITIES INC.

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Licenses & Designations

BOTH

Issued 08/17/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/05/1980

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/20/1980

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for John Joseph Graves. Review regulatory record here.
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