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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Gavin iii is a financial advisor who has been active in the industry since 2005. He is currently registered as an investment advisor representative with Fisher Investments in Plano, Texas. John has a long history of experience in the financial services industry, having previously worked for NYLIFE Distributors LLC, Nuveen Securities, LLC, Hartford Funds Distributors, LLC, and Hartford Life Distributors, LLC. John holds the Series 6, 7, 63 and 65 licenses as well as the SIE exam certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Portfolio assessment
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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TX
01/11/2022 - Present
Fisher Investments (PLANO TX)
NJ
09/09/2020 - 01/06/2022
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
IL
05/08/2015 - 08/27/2020
NUVEEN SECURITIES, LLC (CHICAGO IL)
PA
12/03/2012 - 05/05/2015
HARTFORD FUNDS DISTRIBUTORS, LLC (WAYNE PA)
CT
04/18/2005 - 12/03/2012
HARTFORD LIFE DISTRIBUTORS, LLC (HARTFORD CT)
IA
Issued 06/16/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/17/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/2014
Series 7 - General Securities Representative Examination
BC
Issued 04/15/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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