Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Gavigan is a financial advisor with over 28 years of experience in the industry. He is currently registered with Oppenheimer & Co. Inc. and has held previous roles at firms such as Wells Fargo Clearing Services, LLC, CIBC World Markets Corp., and Prudential Securities Incorporated. John is committed to providing comprehensive financial planning services to his clients and has a strong track record of success. His specializations include portfolio management for individuals, businesses, and pooled investment vehicles, as well as financial planning and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
CT
06/18/2021 - Present
Oppenheimer & Co. Inc. (STAMFORD CT)
CT
05/29/2007 - 06/16/2021
WELLS FARGO CLEARING SERVICES, LLC (WESTPORT CT)
NY
03/29/2004 - 05/30/2007
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
01/03/2003 - 03/31/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
09/28/1999 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
08/20/1998 - 09/17/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
05/13/1998 - 08/06/1998
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
05/22/1997 - 05/04/1998
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NE
03/18/1993 - 05/09/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BOTH
Issued 09/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/25/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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