Unclaimed
John Gangi has been in the financial industry since April 12, 2000. John is currently a registered representative with TFS Derivatives LLC and Tradition Securities AND Derivatives LLC. John is also a Principal with TFS Derivatives LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/15/2017 - Present
TFS Derivatives LLC (NEW YORK NY)
NY
04/06/2006 - 02/14/2015
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NJ
02/15/2012 - 03/01/2012
AVATAR CAPITAL GROUP LLC (JERSEY CITY NJ)
BC
Issued 04/03/2000
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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