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John Joseph Gangi

TFS Derivatives LLC

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About John Joseph Gangi

John Gangi has been in the financial industry since April 12, 2000. John is currently a registered representative with TFS Derivatives LLC and Tradition Securities AND Derivatives LLC. John is also a Principal with TFS Derivatives LLC.

Firm Information

John Gangi is currently registered with TFS Derivatives LLC. TFS Derivatives LLC is a Limited Liability Company formed in March 2016. The firm is registered in 17 states and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Gangi’s Registration & Firm History

NY

08/15/2017 - Present

TFS Derivatives LLC (NEW YORK NY)

NY

04/06/2006 - 02/14/2015

STANDARD CREDIT SECURITIES INC. (NEW YORK NY)

NJ

02/15/2012 - 03/01/2012

AVATAR CAPITAL GROUP LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 04/03/2000

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Joseph Gangi.
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