Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Frye is a registered investment advisor representative with Osaic Wealth, Inc. John has been in the financial services industry for over 20 years and has experience in a variety of roles. John's previous experience includes positions at Signator Investors, Inc., Transamerica Financial Advisors, Inc, Waddell & Reed, Inc., UVEST Financial Services Group, Inc., American Express Financial Advisors Inc., and IDS Life Insurance Company. John holds Series 63, Series 65, Series 7, and SIE licenses and is registered to provide investment advice in a number of states. John is committed to providing personalized financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NM
11/02/2018 - Present
Osaic Wealth, Inc. (LAS CRUCES NM)
NM
05/13/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (LAS CRUCES NM)
LA
01/17/2007 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (WEST MONROE LA)
KS
11/03/2005 - 01/22/2007
WADDELL & REED, INC. (OVERLAND PARK KS)
NC
02/04/2003 - 10/07/2005
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
MN
01/06/1997 - 02/24/2003
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/06/1997 - 02/24/2003
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 07/31/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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