Unclaimed
John Fraser is a financial advisor with Ameriprise Financial Services, LLC. John has been in the industry since June 5, 1994. John has Series 6, 7, and 63 licenses and a SIE certificate. John works with individual investors, businesses, high-net-worth individuals, trusts/estates, pension and profit-sharing plans, charitable organizations, and insurance companies. John also provides financial planning, asset allocation services, pension consulting, educational seminars, and publication of periodicals. John has been registered with Ameriprise Financial Services, LLC since April 16, 2021. Previously, John was registered with MML Investors Services, LLC, MSI Financial Services, Inc., and Metropolitan Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
04/16/2021 - Present
Ameriprise Financial Services, LLC (Staten Island NY)
NY
03/25/2017 - 03/25/2019
MML INVESTORS SERVICES, LLC (BROOKLYN NY)
NY
06/06/1994 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BROOKLYN NY)
NY
06/06/1994 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (BROOKLYN NY)
BC
Issued 06/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1997
Series 7 - General Securities Representative Examination
BC
Issued 06/03/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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