Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Flood is a financial advisor with over 30 years of experience in the financial industry. Currently, John Joseph Flood is registered with J.p. Morgan Securities LLC and is licensed in Missouri and Texas. John Joseph Flood specializes in providing financial planning and portfolio management services to individuals, businesses, and institutional clients. John Joseph Flood has a strong background in investment management and a deep understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MO
09/19/2022 - Present
J.p. Morgan Securities LLC (Saint Peters MO)
MO
03/27/2020 - 10/09/2020
MUTUAL SECURITIES, INC. (Clayton MO)
MO
02/26/2018 - 03/29/2018
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
06/09/2015 - 02/26/2018
SCOTTRADE, INC. (ST LOUIS MO)
MO
08/13/2012 - 06/11/2015
WELLS FARGO ADVISORS, LLC (ST. LOUIS MO)
MO
04/23/2009 - 02/14/2012
TD AMERITRADE, INC. (ST. LOUIS MO)
MO
05/18/1987 - 11/24/2008
FIDELITY BROKERAGE SERVICES LLC (ST. LOUIS MO)
NA
09/29/1986 - 01/01/1987
BLINDER, ROBINSON & CO.,INC.
IA
Issued 06/28/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/07/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/01/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 03/29/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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