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John Joseph Feeley

Alps Distributors, Inc.

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About John Joseph Feeley

John Joseph Feeley is a financial advisor with over 20 years of experience in the industry. John currently works at Alps Distributors, Inc., where he has been registered since September 2020. Prior to his current position, John worked at MAN Investments Inc., Foreside Fund Services, LLC, Brill Securities, Inc., Instinet Corporation, and Lipper Analytical Securities Corporation. John holds the Series 3, Series 7, and Series 63 licenses. John has a broad range of experience in the financial services industry.

Firm Information

John Feeley is currently registered with Alps Distributors, Inc.. Alps Distributors, Inc. is a Corporation that was formed on July 1, 1985. It is registered in 53 states and is also approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

169

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Feeley’s Registration & Firm History

NJ

09/11/2020 - Present

Alps Distributors, Inc. (BERNARDSVILLE NJ)

NY

08/04/2014 - 08/20/2018

MAN INVESTMENTS INC. (NEW YORK NY)

ME

11/05/2013 - 08/04/2014

FORESIDE FUND SERVICES, LLC (PORTLAND ME)

NY

02/02/2001 - 04/02/2007

BRILL SECURITIES, INC. (NEW YORK NY)

NY

06/28/1999 - 07/07/2000

INSTINET CORPORATION (NEW YORK NY)

NJ

04/15/1991 - 06/18/1999

LIPPER ANALYTICAL SECURITIES CORPORATION (SUMMIT NJ)

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Licenses & Designations

BC

Issued 09/24/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/20/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/20/2014

Series 3 - National Commodity Futures Examination

BC

Issued 11/05/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Joseph Feeley.
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