Unclaimed
John Joseph Feeley is a financial advisor with over 20 years of experience in the industry. John currently works at Alps Distributors, Inc., where he has been registered since September 2020. Prior to his current position, John worked at MAN Investments Inc., Foreside Fund Services, LLC, Brill Securities, Inc., Instinet Corporation, and Lipper Analytical Securities Corporation. John holds the Series 3, Series 7, and Series 63 licenses. John has a broad range of experience in the financial services industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/11/2020 - Present
Alps Distributors, Inc. (BERNARDSVILLE NJ)
NY
08/04/2014 - 08/20/2018
MAN INVESTMENTS INC. (NEW YORK NY)
ME
11/05/2013 - 08/04/2014
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
NY
02/02/2001 - 04/02/2007
BRILL SECURITIES, INC. (NEW YORK NY)
NY
06/28/1999 - 07/07/2000
INSTINET CORPORATION (NEW YORK NY)
NJ
04/15/1991 - 06/18/1999
LIPPER ANALYTICAL SECURITIES CORPORATION (SUMMIT NJ)
BC
Issued 09/24/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/2014
Series 3 - National Commodity Futures Examination
BC
Issued 11/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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