Unclaimed
John Farrelly is a registered representative with MML Investors Services, LLC. John has been in the financial industry since 1974 and has a wide range of experience in the field. John is licensed to provide investment advice in several states and holds Series 1, 7, and 63 licenses. John's previous experience includes positions at MSI Financial Services, Inc., New England Securities, 1717 Capital Management Company, and PML Securities Company. John specializes in providing financial advice to individuals, corporations, and other businesses. John is also registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
03/25/2017 - Present
MML Investors Services, LLC (WELLESLEY MA)
MA
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (BOSTON MA)
MA
03/29/2005 - 01/02/2015
NEW ENGLAND SECURITIES (BOSTON MA)
DE
03/21/1989 - 03/21/2005
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
09/17/1982 - 03/14/1989
NEW ENGLAND SECURITIES CORPORATION (NEW YORK NY)
NA
12/02/1974 - 10/05/1983
PML SECURITIES COMPANY
BC
Issued 11/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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