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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Farrell is a financial advisor with Cetera Investment Advisers LLC. John has been in the financial services industry since 2012 and has held several previous positions at firms such as Hancock Whitney Investment Services Inc., Wells Fargo Clearing Services, LLC, AXA Distributors, LLC, and J.P. Morgan Securities LLC. John holds a Series 6, 7, 10, 24, 63, and 66 securities licenses. John provides financial planning and portfolio management services for individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
08/04/2022 - Present
Cetera Investment Advisers LLC (PANAMA CITY FL)
FL
07/26/2022 - 08/10/2022
HANCOCK WHITNEY INVESTMENT SERVICES INC. (PANAMA CITY FL)
MO
06/08/2016 - 07/25/2022
WELLS FARGO CLEARING SERVICES, LLC (ST. LOUIS MO)
NJ
05/05/2014 - 06/02/2016
AXA DISTRIBUTORS, LLC (JERSEY CITY NJ)
NY
12/05/2012 - 05/21/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BOTH
Issued 7/9/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/1/2020
Series 24 - General Securities Principal Examination
BC
Issued 3/25/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/27/2018
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/8/2018
Series 7 - General Securities Representative Examination
BC
Issued 12/4/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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