Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Dunn is a financial advisor registered with LPL Financial LLC. John is a registered representative with over 30 years of experience in the industry. John's previous affiliations include Citigroup Global Markets Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John has passed the Series 63, Series 7, and SIE exams. John's registration is currently active in Florida, Nevada, New Hampshire, New Mexico, New York, and North Carolina. John has also indicated that he is affiliated with Hudson Valley Wealth Management, in addition to his affiliation with LPL Financial.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
08/03/2021 - Present
LPL Financial LLC (HYDE PARK NY)
NY
10/12/2006 - 08/14/2008
CITIGROUP GLOBAL MARKETS INC. (KINGSTON NY)
NY
05/22/1984 - 09/08/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (KINGSTON NY)
BC
Issued 06/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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