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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Dougherty is an Investment Advisor Representative at Janney Montgomery Scott LLC. John Dougherty has been in the financial services industry since March 4, 1993. John Dougherty works in the Mt. Laurel, NJ branch of Janney Montgomery Scott LLC. John Dougherty has a total of 22 state registrations and is also registered with FINRA as a General Securities Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NJ
06/09/2017 - Present
Janney Montgomery Scott LLC (Mt. Laurel NJ)
NJ
02/21/2006 - 02/09/2009
CITIGROUP GLOBAL MARKETS INC. (MARLTON NJ)
MD
09/21/1998 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
FL
02/07/1995 - 09/16/1998
FIRST COLONIAL SECURITIES GROUP, INC. (BOCA RATON FL)
NA
08/20/1993 - 02/09/1995
MERCER SECURITIES, LTD.
NC
03/01/1993 - 08/19/1993
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 03/15/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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