Unclaimed
John Darlington is a financial advisor with Raymond James Financial Services Advisors, Inc. based in Towson, MD. John has been in the industry since 1990 and has held previous positions at WELLS FARGO CLEARING SERVICES, LLC and RBC CAPITAL MARKETS, LLC. John is a registered representative with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 10, 63 and 65 licenses. John provides financial planning, portfolio management, and other advisory services to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MD
04/16/2021 - Present
Raymond James Financial Services Advisors, Inc. (Towson MD)
MD
01/10/2014 - 04/22/2021
WELLS FARGO CLEARING SERVICES, LLC (HUNT VALLEY MD)
MD
03/13/2009 - 02/06/2014
RBC CAPITAL MARKETS, LLC (HUNT VALLEY MD)
MD
05/10/2004 - 03/13/2009
FERRIS, BAKER WATTS, LLC (HUNT VALLEY MD)
NJ
07/16/1993 - 05/26/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NC
03/20/1990 - 07/23/1993
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 3/4/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/5/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/8/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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