Unclaimed
John Joseph Darlington III is a financial advisor with over 30 years of experience in the industry. John is currently registered with Raymond James Financial Services Advisors, Inc. in Towson, Maryland. John is a Registered Representative and Investment Advisor Representative. Prior to joining Raymond James, John was a Financial Advisor with Wells Fargo Clearing Services, LLC and RBC Capital Markets, LLC. John has experience working with a wide range of clients, including individuals, businesses, and institutions. He specializes in providing financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MD
04/16/2021 - Present
Raymond James Financial Services Advisors, Inc. (Towson MD)
MD
01/10/2014 - 04/22/2021
WELLS FARGO CLEARING SERVICES, LLC (HUNT VALLEY MD)
MD
03/13/2009 - 02/06/2014
RBC CAPITAL MARKETS, LLC (HUNT VALLEY MD)
MD
05/10/2004 - 03/13/2009
FERRIS, BAKER WATTS, LLC (HUNT VALLEY MD)
NJ
07/16/1993 - 05/26/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NC
03/20/1990 - 07/23/1993
WHEAT, FIRST SECURITIES, INC. (CHARLOTTE NC)
IA
Issued 03/04/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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