Unclaimed
John Dardis is a financial advisor with LPL Financial LLC. John has been in the financial services industry since 1980. Prior to joining LPL Financial LLC, John worked at NEXT FINANCIAL GROUP, INC., JACK DARDIS & ASSOCIATES, LTD., RICE, VOELKER BROTHERS & FRANTZEN, L.L.C., and HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.. John holds the following licenses: Series 3, Series 5, Series 7, Series 15, Series 24, Series 27, Series 41, Series 52, Series 53, Series 63, and Series 65. John has the Certified Financial Planner designation and is registered with the following states: Alabama, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Kentucky, Louisiana, Maine, Maryland, Massachusetts, Mississippi, Missouri, Montana, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, Texas, and Virginia. John also serves on the board of directors for CLOSER WALK MINISTRIES, ST BENEDICT THE MOOR SCHOOL, JESUIT HIGH SCHOOL, and SUGAR BOWL.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
LA
06/02/2014 - Present
LPL Financial LLC (METAIRIE LA)
LA
05/01/2006 - 06/05/2014
NEXT FINANCIAL GROUP, INC. (METAIRIE LA)
LA
01/13/1989 - 06/08/2006
JACK DARDIS & ASSOCIATES, LTD. (METAIRIE LA)
LA
01/04/1996 - 05/28/1996
RICE, VOELKER BROTHERS & FRANTZEN, L.L.C. (MANDEVILLE LA)
LA
05/07/1980 - 01/07/1989
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC. (NEW ORLEANS LA)
IA
Issued 09/06/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/16/1981
Series 24 - General Securities Principal Examination
BC
Issued 03/13/1981
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 11/09/1982
Series 3 - National Commodity Futures Examination
BC
Issued 11/17/1981
Series 5 - Interest Rate Options Examination
BC
Issued 04/19/1980
Series 7 - General Securities Representative Examination
BC
Issued 02/28/1980
Series 41 - NYSE Allied Member Examination
Active
Inactive
F
FINRA
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