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John Joseph Curley

Btig, LLC

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About John Joseph Curley

John Joseph Curley has been in the financial services industry since November 30, 2000. John is currently registered with Btig, LLC. John is registered with 13 states, including California, Colorado, Connecticut, Georgia, Illinois, Maryland, Massachusetts, Missouri, New Jersey, New York, Pennsylvania, Texas, and Virginia. He has also previously worked at Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Instinet, LLC, Instinet Corporation, and American Express Financial Advisors Inc. John holds Series 7, Series 55, SIE, and Series 57TO licenses. He also passed the Uniform Combined State Law Examination.

Firm Information

John Curley is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Curley’s Registration & Firm History

NY

02/27/2017 - Present

Btig, LLC (New York NY)

NY

07/16/2013 - 02/28/2017

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

09/14/2004 - 08/23/2012

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

08/01/2000 - 09/10/2004

INSTINET, LLC (NEW YORK NY)

NY

07/13/2000 - 08/01/2000

INSTINET CORPORATION (NEW YORK NY)

MN

01/07/2000 - 08/01/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

01/07/2000 - 08/01/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 02/14/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/05/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Joseph Curley.
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