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John Joseph Curcie

BNP Paribas Securities Corp.

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About John Joseph Curcie

John Curcie is a financial professional with over 25 years of experience in the securities industry. John's career began in 1995 at J.T. Moran & Co., Inc. John has been registered with BNP Paribas Securities Corp. since 2005, where he continues to help clients meet their financial goals.

Firm Information

John Curcie is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Curcie’s Registration & Firm History

NJ

09/02/2005 - Present

BNP Paribas Securities Corp. (Jersey City NJ)

NY

10/31/2002 - 03/05/2003

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

05/01/2001 - 09/05/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

05/19/1995 - 05/01/2001

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NA

05/20/1988 - 01/18/1989

J. T. MORAN & CO., INC.

NA

04/19/1988 - 05/23/1988

SHERWOOD CAPITAL, INC.

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Licenses & Designations

BC

Issued 06/16/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for John Joseph Curcie.
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