Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Cunningham is a financial advisor who has been working in the industry since 1986. John is currently registered with Equity Services, Inc. in Connecticut and New York. Before joining Equity Services, Inc., John worked for various firms including CRT Capital Group LLC, Raymond James & Associates, Inc., Neuberger Berman, LLC, Lehman Brothers Inc., Lehman Government Securities Inc., and Salomon Brothers Inc. John has a strong background in financial services and holds various licenses, including Series 7, Series 24, Series 63, and Series 65. John specializes in providing financial planning and investment advice to individuals, high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
06/22/2021 - Present
Equity Services, Inc. (WHITE PLAINS NY)
CT
11/18/2009 - 09/08/2010
CRT CAPITAL GROUP LLC (STAMFORD CT)
NY
03/17/2009 - 11/18/2009
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK CITY NY)
NY
01/23/2008 - 11/18/2008
NEUBERGER BERMAN, LLC (NEW YORK NY)
NY
02/29/1988 - 01/24/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
03/13/1990 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NY
09/02/1983 - 11/09/1987
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 09/29/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 12/06/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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