Unclaimed
John Joseph Cronin is an active broker with Jefferies LLC in the Boston, MA branch office. John has been in the securities industry for over 30 years and is licensed in 52 states. He has passed a number of industry exams including Series 7, Series 10, Series 24, Series 55 and Series 57TO. Previously, John was a registered representative with UBS Securities LLC, Schwab Capital Markets L.P., Soundview Technology Corporation and Robertson Stephens, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
03/20/2009 - Present
Jefferies LLC (BOSTON MA)
MA
10/29/2004 - 03/11/2009
UBS SECURITIES LLC (BOSTON MA)
CT
01/12/2004 - 11/01/2004
SCHWAB CAPITAL MARKETS L.P. (STAMFORD CT)
CT
04/04/2002 - 01/12/2004
SOUNDVIEW TECHNOLOGY CORPORATION (OLD GREENWICH CT)
CA
02/08/1999 - 03/25/2002
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
NY
07/01/1998 - 02/25/1999
SG COWEN SECURITIES CORPORATION (NEW YORK NY)
NY
08/05/1991 - 07/01/1998
COWEN & CO. (NEW YORK NY)
MA
07/08/1991 - 08/08/1991
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
MA
02/22/1991 - 06/12/1991
KRUPP SECURITIES CORPORATION (BOSTON MA)
NA
10/01/1990 - 02/05/1991
HAIGNEY SECURITIES INC.
BC
Issued 12/10/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2001
Series 24 - General Securities Principal Examination
BC
Issued 09/05/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/28/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/07/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/29/1990
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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