Unclaimed
John Joseph Chuff is a financial advisor with over 30 years of experience in the industry. He has worked with various firms throughout his career, including Hopper Solidy & Co., Inc., W.H. Newbold's Son & Co., Inc., Boenning & Scattergood, Inc., Janney Montgomery Scott LLC, and currently, BA Securities, LLC. John has a broad range of licenses and qualifications, including Series 7, 9, 10, 14, 15, 24, 63, 65, 79TO, 99TO, and SIE exams. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses in multiple states across the United States. John's expertise spans various financial services, including investment banking, operations, and general securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
01/17/2011 - Present
BA Securities, LLC (W. CONSHOHOCKEN PA)
NY
06/26/2006 - 03/31/2010
BOENNING & SCATTERGOOD, INC. (NEW YORK NY)
PA
01/04/1993 - 12/20/2005
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
PA
10/02/1991 - 01/01/1993
BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)
NA
05/01/1989 - 10/04/1991
W.H. NEWBOLD'S SON & CO., INC.
NA
01/12/1984 - 05/01/1989
HOPPER SOLIDAY & CO., INC.
IA
Issued 01/16/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 05/03/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/03/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/04/1997
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 11/19/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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