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John Joseph Chuff

BA Securities, LLC

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About John Joseph Chuff

John Joseph Chuff is a financial advisor with over 30 years of experience in the industry. He has worked with various firms throughout his career, including Hopper Solidy & Co., Inc., W.H. Newbold's Son & Co., Inc., Boenning & Scattergood, Inc., Janney Montgomery Scott LLC, and currently, BA Securities, LLC. John has a broad range of licenses and qualifications, including Series 7, 9, 10, 14, 15, 24, 63, 65, 79TO, 99TO, and SIE exams. He is registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses in multiple states across the United States. John's expertise spans various financial services, including investment banking, operations, and general securities.

Firm Information

John Chuff is currently registered with BA Securities, LLC. BA Securities, LLC is a Limited Liability Company formed on January 25, 2010. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

215

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Chuff’s Registration & Firm History

PA

01/17/2011 - Present

BA Securities, LLC (W. CONSHOHOCKEN PA)

NY

06/26/2006 - 03/31/2010

BOENNING & SCATTERGOOD, INC. (NEW YORK NY)

PA

01/04/1993 - 12/20/2005

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

PA

10/02/1991 - 01/01/1993

BOENNING & SCATTERGOOD, INC. (WEST CONSHOHOCKEN PA)

NA

05/01/1989 - 10/04/1991

W.H. NEWBOLD'S SON & CO., INC.

NA

01/12/1984 - 05/01/1989

HOPPER SOLIDAY & CO., INC.

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Licenses & Designations

IA

Issued 01/16/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/06/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 14 - Compliance Officer Examination

BC

Issued 05/03/2002

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 04/03/2002

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/04/1997

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/26/1984

Series 15 - Foreign Currency Options Examination

BC

Issued 11/19/1983

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for John Joseph Chuff.
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