Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Carroll is a registered representative with Fidelity Brokerage Services LLC. John has been in the financial services industry since May 12, 2021. John is licensed to sell securities in 53 states and is also registered as a principal with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
07/02/2021 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
FL
09/28/2018 - 11/16/2018
IFS SECURITIES (Tampa FL)
BOTH
Issued 12/08/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2023
Series 4 - Registered Options Principal Examination
BC
Issued 02/12/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/11/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 11/29/2018
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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