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John Joseph Carr

Neuberger Berman BD LLC

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About John Joseph Carr

John Joseph Carr is a financial advisor with Neuberger Berman BD LLC. He has been in the securities industry since 2004. John Joseph Carr is registered with the Financial Industry Regulatory Authority (FINRA) as a Registered Representative and is also registered with the Securities and Exchange Commission (SEC) as an Investment Advisor Representative. John Joseph Carr holds Series 7, 86, 87, 63 and 66 licenses. John Joseph Carr was previously employed at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.

Firm Information

John Carr is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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John Carr’s Registration & Firm History

NY

03/30/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

10/22/2004 - 04/20/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

08/28/1996 - 07/06/1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 04/21/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/25/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/22/2015

Series 7 - General Securities Representative Examination

BC

Issued 12/21/2004

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/17/2004

Series 86 - Research Analyst Exam - Part I Analysis Module

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Joseph Carr.
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