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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Capece is a financial advisor with LPL Financial LLC, based in Wallingford, CT. John has been in the financial services industry since 1997. John has experience with a variety of financial products and services, including variable contracts, mutual funds, annuities, and life insurance. John is also a registered investment advisor and is licensed to sell securities in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CT
05/20/2021 - Present
LPL Financial LLC (WALLINGFORD CT)
CT
05/05/2003 - 05/12/2021
VOYA FINANCIAL ADVISORS, INC. (WALLINGFORD CT)
KS
07/28/1997 - 05/07/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
IA
Issued 09/06/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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