Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Cahalane is a financial professional with over 25 years of experience in the industry. John is currently registered with Tradeweb Direct LLC and has previously held positions with TRADEWEB L.L.C, MORGAN STANLEY SMITH BARNEY, MORGAN STANLEY & CO. INCORPORATED and MORGAN STANLEY DW INC. John is a Series 7, 24, 52TO, 53, 63, 99TO and SIE licensed professional and is registered to conduct business in 52 states and territories.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/14/2014 - Present
Tradeweb Direct LLC (NEW YORK NY)
NY
08/11/2010 - 06/12/2014
TRADEWEB L.L.C (NEW YORK NY)
NY
06/01/2009 - 08/09/2010
MORGAN STANLEY SMITH BARNEY (PURCHASE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
12/05/1997 - 04/02/2007
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 01/20/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/24/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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