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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Brienza is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. John has been in the industry since 1987 and is registered with the Financial Industry Regulatory Authority (FINRA). John holds several licenses, including the Series 7, Series 10, Series 31, Series 63, and Series 65. John is licensed to provide investment advice in multiple states across the United States. John provides investment advice to individuals, businesses, pension and profit-sharing plans, insurance companies, and charitable organizations. John's expertise includes portfolio management, financial planning, and investment research. John is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/20/1989 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
IA
Issued 07/02/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/17/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2014
Series 31 - Futures Managed Funds Examination
BC
Issued 04/25/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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