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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Borzi is a financial advisor at Raymond James & Associates, Inc. John Joseph Borzi has been a registered representative in the securities industry since 1991. John Joseph Borzi has a broad range of experience in the industry, having worked at several major firms. John Joseph Borzi is registered to provide investment advice in Pennsylvania and is also registered with FINRA. John Joseph Borzi offers a variety of services to clients, including financial planning, portfolio management, and pension consulting. John Joseph Borzi is committed to providing clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
10/05/2023 - Present
Raymond James & Associates, Inc. (WEST CONSHOHOCKEN PA)
PA
02/27/2012 - 10/02/2023
J.P. MORGAN SECURITIES LLC (PHILADELPHIA PA)
PA
09/22/2008 - 03/09/2012
BARCLAYS CAPITAL INC. (PHILADELPHIA PA)
PA
06/13/2001 - 09/22/2008
LEHMAN BROTHERS INC. (PHILADELPHIA PA)
MD
12/06/1999 - 06/11/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
05/05/1998 - 12/16/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NC
03/05/1997 - 05/04/1998
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
NJ
02/08/1991 - 01/21/1997
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
02/08/1991 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 02/16/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/10/1998
Series 4 - Registered Options Principal Examination
BC
Issued 07/31/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/10/1997
Series 24 - General Securities Principal Examination
BC
Issued 07/13/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/06/2001
Series 3 - National Commodity Futures Examination
BC
Issued 03/12/1997
Series 7 - General Securities Representative Examination
BC
Issued 02/07/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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