Unclaimed
John Joseph Berg is a financial advisor with Nylife Securities LLC in SANTA ROSA, CA. John has been in the securities industry since 1983. John is registered with the state of California and holds the Series 6, Series 22, and Securities Industry Essentials Exam (SIE) licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/27/1983 - Present
Nylife Securities LLC (SANTA ROSA CA)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1990
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 09/26/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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