Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you John? Claim Your ProfileJohn Joseph Beaton is a financial advisor with The Leaders Group, Inc. in Littleton, Colorado. John has been in the industry since June 26, 2003. John has passed the Series 6, Series 26 and Series 63 exams and is registered in Massachusetts. John's previous experience includes working at Lockton Investment Securities, LLC in Kansas City, Missouri, AIG Capital Services, Inc. in Jersey City, New Jersey, and Sun Life Financial Distributors, Inc. in Boston, Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
04/18/2023 - Present
THE Leaders Group, Inc. (LITTLETON CO)
MO
05/26/2022 - 04/19/2023
LOCKTON INVESTMENT SECURITIES, LLC (KANSAS CITY MO)
NJ
12/23/2014 - 04/28/2021
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
MA
06/09/1999 - 12/31/2011
SUN LIFE FINANCIAL DISTRIBUTORS, INC. (BOSTON MA)
BC
Issued 02/11/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2008
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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