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John Joseph Barta

Keybanc Capital Markets Inc.

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About John Joseph Barta

John Joseph Barta is a financial advisor who has been in the industry since August 29, 2011. John is currently registered with Keybanc Capital Markets Inc. and is licensed to provide financial advice in both California and Ohio. John has a wide range of experience, having previously worked with Northcoast Research Partners, LLC and Ancora Securities, Inc. John is committed to providing clients with the best possible financial advice and has a strong understanding of the financial markets.

Firm Information

John Barta is currently registered with Keybanc Capital Markets Inc.. Keybanc Capital Markets Inc. is a corporation formed on May 18, 1983 and is registered in 53 states and the SEC. The firm is headquartered in Cleveland, Ohio, and provides a wide range of investment banking and capital markets services. The firm's services include mergers and acquisitions, debt and equity underwriting, and financial advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

359

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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John Barta’s Registration & Firm History

OH

06/11/2013 - Present

Keybanc Capital Markets Inc. (CLEVELAND OH)

OH

08/30/2011 - 06/13/2013

NORTHCOAST RESEARCH PARTNERS, LLC (CLEVELAND OH)

OH

08/29/2011 - 06/13/2013

ANCORA SECURITIES, INC. (CLEVELAND OH)

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Licenses & Designations

BC

Issued 09/19/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/13/2018

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 02/06/2012

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 11/21/2011

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/27/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for John Joseph Barta.
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