Unclaimed
John Joseph Barta is a financial advisor who has been in the industry since August 29, 2011. John is currently registered with Keybanc Capital Markets Inc. and is licensed to provide financial advice in both California and Ohio. John has a wide range of experience, having previously worked with Northcoast Research Partners, LLC and Ancora Securities, Inc. John is committed to providing clients with the best possible financial advice and has a strong understanding of the financial markets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
06/11/2013 - Present
Keybanc Capital Markets Inc. (CLEVELAND OH)
OH
08/30/2011 - 06/13/2013
NORTHCOAST RESEARCH PARTNERS, LLC (CLEVELAND OH)
OH
08/29/2011 - 06/13/2013
ANCORA SECURITIES, INC. (CLEVELAND OH)
BC
Issued 09/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/06/2012
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/21/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/27/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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